EBSHK Direct Fees and Charges

HK Shares and Warrants | UStock Pro |Stock Options | Futures| AI-Portfolio Investing | Other Fees & Charges

HK Shares and Warrants

General Transactions Charge

Services	Monthly Turnover (Million)	Commission Rate	Minimum (Per Transaction)
i) Basic Commission	<HKD 13.8	0.138%	HKD 88
	HKD 13.8 to HKD 30	0.108%	HKD 88
	>HKD 30	0.088%	HKD 88
	Remark Phone orders are subject to a HKD20 surcharge per executed trade. The surcharge will be waived for the first 3 executed trades per month. Each trade will be settled in the relevant stock’s trading currency designated by HKEX. If the trade is not settled in HKD, monthly turnover and minimum commission will be calculated in HKD equivalent.
ii) Pre-IPO Investing Commission (Grey Market)	0.375% on gross amount (Min: HKD150)
iii) Stamp Duty*	0.1% on gross amount (rounded up to the nearest dollar)
iv) SFC Transaction Levy*	0.0027% on gross amount
v) HKEX Trading Fee*	0.005% on gross amount
vi) CCASS Settlement Fee*	0.004% on gross amount (Min: HKD 5 / Max: HKD 200)

*Each trade will be settled in the relevant stock’s trading currency designated by HKEX. If the trade is not settled in HKD, fees and charges will be calculated in HKD equivalent.

UStock Pro

General Transactions Charge

Services	Charges
Commission	0.138% per transaction (USD) (Min: USD 15)
SEC fee	0.00221% of trade value (Only applied on sell side)

Remarks

Phone orders are subject to a HKD20 surcharge per executed trade via UStock Pro.

Stock Options

Services	Fees & Charges
1. General Charges
i) Commission	0.25% of contracted value (Min: HKD 88) (Phone orders are subject to a to a HKD HKD 30 surcharge per executed trade.)
2. Third-party Transaction Charges
i) Exchange Fee	Tier 1	Tier 2	Tier 3
i) Exchange Fee	HKD 3 per contract	HKD 1 per contract	HKD 0.5 per contract
3. Fees due to Option Exercise (Physical Delivery of the Underlying Shares)
i) Exercise Fee	HKD 2 per contract
ii) Stamp Duty	0.1% on gross amount (Rounded up to the nearest dollar)
iii) SFC Transaction Levy	0.0027% on gross amount
iv) HKEX Trading Fee	0.005% on gross amount
v) CCASS Settlement Fee	0.004% on gross amount (Min: HKD 5 / Max: HKD 200)
vi) Commission	0.138% on gross amount (Min: HKD 88)

Futures

Execute trades through “Futures Trader Pro” at EBSHK Direct, details of fees and charges as follows:

Hong Kong Futures (Futures Trader Pro)	Commission (Day Trade / Overnight – per lot per side)
Hang Seng Index Futures	HKD 60 / HKD 100
Mini-Hang Seng Index Futures	HKD 15 / HKD 25
H-shares Index Futures	HKD 40 / HKD 80
Mini H-shares Index Futures	HKD 15 / HKD 25
Hang Seng TECH Index Futures	HKD 60 / HKD 100
Hang Seng Index Options	1% of Contract Value (Min: HKD 50 / Max: HKD 100)
Mini Hang Seng Index Options	1% of Contract Value (Min: HKD 15 / Max: HKD 50)
H-shares Index Options	1% of Contract Value (Min: HKD 40 / Max: HKD 80)
Hang Seng TECH Index Options	1% of Contract Value (Min: HKD 50 / Max: HKD 100)

Remark:

If an expiring Hong Kong Index Futures and Index Options contract is closed out by “auto cash settlement” on the last trading day, its commission will be subject to overnight charges.
Unless specified, commission does not include stamp duty, exchange fee, levy, trading fee, settlement fee, nominee service fee, custodian fee and other services fees
Phone orders are subject to a surcharge of HKD 30 per executed trade for Hong Kong Futures and HKD 60 per executed trade for Global Futures.

AI-Portfolio Investing

Services	Charges (In Hong Kong Dollars unless specified otherwise)
Services Fee	This monthly account services fee is the only fee chargeable by SHKOS and it is charged monthly based on the average monthly total market value of the assets (excluding cash) in the account at an annual rate of 0.99% (i.e. monthly rate 0.0825%).

Remarks

The clients still need to pay the non-brokerage commission fee items chargeable at the time of buy or sell transactions (e.g. interests, fees for nominee services and all statutory or third-party transaction charges, which include transaction levies, stamp duty, trading fees and settlement fees where applicable).