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Forms

Download Forms

Account Opening

Individual Account (Sample)

JointAccount

Individual/Controlling Person – Self Certification Form (FATCA and CRS)

W-8BEN Form (Individuals)

4(1)Client Securities Standing Authority

8(1)Client Money Standing Authority

Facility Letter

Authorization for Password Delivery by email

Customer Profiling Questionnaire (CPQ) – Individual or Joint Account

Customer Profiling Questionnaire (CPQ) – Corporate Account

Confirmation Letter of Knowledge of Trading Exchange-traded Derivative Products
(For client without knowledge of derivative products uses)

Supplement to Sixth Schedule to the Client Agreement (US Securities Trading)

Shenzhen-Hong Kong Stock Connect

Supplementary Client Agreement

Shanghai-Hong Kong Stock Connect

Supplementary Client Agreement

General Information and Risk Disclosure

Fund / Stock

FundWithdrawal for FX

FundWithdrawal

Overdraft Form

StockTransfer Form

Physical Stock Withdrawal

InterCompany Fund & Stocks Transfer

FundTransfer Form (US)

Credit Limit

Increase Limit (Futures)

Increase Settlement Limit (Cash)

Increase Loan Limit (Margin)

Increase trading limit (FX)

Increase trading limit (Stock Option)

Update Information

Change Of Account Information Instruction

Changeof specimen signatures

Other Services

Standing Instruction for Payments to Designated Own and/orThird-Party Account(s)

AYCT Pro Programme - HK Shares & Shanghai A SharesApplication Form

SHK Direct 'All-You-Can-Trade' Programme – Hong KongIndex Futures and Index Options Application Form

Last Update: 2017-07-12

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