HK Shares and Warrants

General Transactions Charge

Services Monthly Turnover (Million) Commission Rate Minimum (Per Transaction)
i) Basic Commission <HKD 13.8 0.138% HKD 88
HKD 13.8 to HKD 30 0.108% HKD 88
>HKD 30 0.088% HKD 88

Remark

  • Phone orders are subject to a HKD20 surcharge per executed trade. The surcharge will be waived for the first 3 executed trades per month.
  • Each trade will be settled in the relevant stock’s trading currency designated by HKEX. If the trade is not settled in HKD, monthly turnover and minimum commission will be calculated in HKD equivalent.
ii) Stamp Duty* 0.1% on gross amount (rounded up to the nearest dollar)
iii) SFC Transaction Levy* 0.0027% on gross amount
iv) HKEX Trading Fee* 0.005% on gross amount
v) CCASS Settlement Fee* 0.004% on gross amount (Min: HKD 5 / Max: HKD 200)

*Each trade will be settled in the relevant stock’s trading currency designated by HKEX. If the trade is not settled in HKD, fees and charges will be calculated in HKD equivalent.

UStock Pro

General Transactions Charge

Services Charges
Commission 0.138% per transaction (USD) (Min: USD 15)
SEC fee 0.00207% of trade value (Only applied on sell side)

Stock Options

Services Fees & Charges
1. General Charges
i) Commission 0.25% of contracted value (Min: HKD 88)

(Phone orders are subject to a to a HKD HKD 30 surcharge per executed trade.)
2. Third-party Transaction Charges
i) Exchange Fee Tier 1 Tier 2 Tier 3
HKD 3 per contract HKD 1 per contract HKD 0.5 per contract
3. Fees due to Option Exercise (Physical Delivery of the Underlying Shares)
i) Exercise Fee HKD 2 per contract
ii) Stamp Duty 0.1% on gross amount (Rounded up to the nearest dollar)
iii) SFC Transaction Levy 0.0027% on gross amount
iv) HKEX Trading Fee 0.005% on gross amount
v) CCASS Settlement Fee 0.004% on gross amount (Min: HKD 5 / Max: HKD 200)
vi) Commission 0.138% on gross amount (Min: HKD 88)

Futures

Execute trades through “Futures Trader Pro” at EBSHK Direct, details of fees and charges as follows:

Hong Kong Futures (Futures Trader Pro) Commission (Day Trade / Overnight – per lot per side)
Hang Seng Index Futures HKD 38 / HKD 68
Mini-Hang Seng Index Futures HKD 8 / HKD 18
H-shares Index Futures HKD 38 / HKD 68
Mini H-shares Index Futures HKD 8 / HKD 18
Hang Seng Index Options HKD 68
Mini Hang Seng Index Options HKD 68
H-shares Index Options HKD 68

Remark:

  • If an expiring Hong Kong Index Futures and Index Options contract is closed out by “auto cash settlement” on the last trading day, its commission will be subject to overnight charges.
  • Unless specified, commission does not include stamp duty, exchange fee, levy, trading fee, settlement fee, nominee service fee, custodian fee and other services fees
  • Phone orders are subject to a surcharge of HKD 30 per executed trade for Hong Kong Futures and HKD 60 per executed trade for Global Futures.

AI-Portfolio Investing

Services Charges (In Hong Kong Dollars unless specified otherwise)
Services Fee This monthly account services fee is the only fee chargeable by SHKOS and it is charged monthly based on monthly average account balance at the fee rate of 0.99% p.a. (i.e. monthly fee rate is 0.99%/12)

Remarks

  • The clients still need to pay the non-brokerage commission fee items chargeable at the time of buy or sell transactions (e.g. interests, fees for nominee services and all statutory or third-party transaction charges, which include transaction levies, stamp duty, trading fees and settlement fees where applicable).



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